JPMorgan Expects to Pay $100 Million in a Third Surveillance Case
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JPMorgan Chase & Co., fresh off settling complaints from two regulators over gaps in its trade-surveillance program, expects to pay an additional $100 million to settle a related inquiry from another watchdog.
The firm disclosed the expected agreement in a filing Wednesday without identifying the regulator. The agency is the Commodity Futures Trading Commission, according to a person familiar the matter.